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Clinical Evaluation Report (CER) & Data Collection Report (DCR)

MDR Reference: Annex II, Section 6.3.3; Annex XIV Part A Section 4; Article 61(12)
BPG Rev.4 Reference: Section 6.3.3 (pp. 71-81)
Document Code: AII-S6-CER (CER), AII-S6-DCR (DCR)
Responsible Party: CRO
Service Mode: Write only

Data Collection Report (DCR)

Requirements Checklist

  • [ ] Literature search execution per CEP-defined strategy
  • [ ] SOTA literature search (benchmark/similar devices, alternative treatments)
  • [ ] Device-specific literature search (favourable/unfavourable data)
  • [ ] Pre-clinical evidence literature search (if applicable)
  • [ ] Database search results with hit counts per database
  • [ ] Deduplication records
  • [ ] Title/abstract screening results with inclusion/exclusion rationale
  • [ ] Full-text screening results
  • [ ] Quality appraisal of included articles (per MDCG 2020-6 criteria)
  • [ ] Full-text copies of key articles included in analysis
  • [ ] MAUDE/vigilance database search results
  • [ ] FSCA and Field Safety Notice review

Clinical Evaluation Report (CER)

Required Content (per BPG Rev.4 and MEDDEV 2.7/1 Rev.4)

  • [ ] Clear and comprehensive device description (all models/variants, clinical purpose, use in clinical pathway)
  • [ ] Specification of clinical evaluation update frequency with rationale
  • [ ] CVs and Declaration of Interests of all evaluators (including device end-user/medical professional)
  • [ ] Literature search protocol, report, database list
  • [ ] Full-text copies of key articles analysed

Clinical Evidence Analysis

  • [ ] Intended purpose and claims (consistent with AII-S1, IFU)
  • [ ] State of the Art (SOTA) analysis
  • [ ] Equivalence assessment results (if applicable, per Annex XIV Part A(3) and MDCG 2020-5)
  • [ ] For Class III/implantable equivalence: contract for ongoing TD access or sufficient access evidence per MDCG 2023-7
  • [ ] Clinical data analysis (literature + clinical experience + clinical investigations)
  • [ ] Clinical benefit assessment (EACH claimed benefit substantiated)
  • [ ] Risk assessment and residual risk acceptability (aligned with RMR)
  • [ ] Benefit-risk determination
  • [ ] Conclusions on clinical evidence sufficiency
  • [ ] PMCF needs identification

Clinical Investigation Documentation (if applicable)

  • [ ] Clinical investigation plan(s) and amendments (per MDCG 2024-3)
  • [ ] Completed investigation report signed by principal investigator(s)
  • [ ] Ethics committee approval evidence
  • [ ] All regulatory approvals (all countries, including outside EU)
  • [ ] Investigator's brochure (per MDCG 2024-5)
  • [ ] Informed consent template
  • [ ] Protocol deviations and justification/acceptance
  • [ ] For investigations outside EU: transferability analysis to European population
  • [ ] Statistical Analysis Plans (SAPs)
  • [ ] Public registration (EUDAMED or other registry)

Update Frequency

  • [ ] Update frequency defined per MEDDEV 2.7/1 Rev.4 guidance:
    • Annual update for high-risk devices (Class III, implantable)
    • 2-5 year cycle for lower-risk devices (with justification)
    • Triggered by safety signals, new SOTA developments, device changes, PMCF findings
  • [ ] Clear criteria for triggered (unscheduled) updates
  • [ ] Update records maintained throughout lifecycle

Specific Requirements by Device Class

DocumentClass IIa/IIb Non-ImplantArticle 61(10)Class IIa/IIb ImplantClass III Non-ImplantClass III Implant
CEP/CDPRequiredRequiredRequiredRequiredRequired
CERRequiredRequiredRequiredRequiredRequired
SSCPNot requiredNot requiredRequiredRequiredRequired
PMCF PlanRequiredRequiredRequiredRequiredRequired
PMCF ReportIf availableIf availableIf availableIf availableIf available

Key Regulatory References

  • MDR (EU) 2017/745, Article 61 (Clinical evaluation)
  • MDR (EU) 2017/745, Article 62(11) (CER updates)
  • MDR (EU) 2017/745, Annex XIV, Part A
  • MEDDEV 2.7/1 Rev.4: Clinical evaluation (including Appendix 3 for CER ToC)
  • MDCG 2020-5: Equivalence
  • MDCG 2020-6: Sufficient clinical evidence
  • MDCG 2020-13: CEAR template
  • MDCG 2023-7: Article 61(4-6)
  • MDCG 2024-3: Clinical investigation guidance
  • MDCG 2024-5: Investigator's brochure guidance
  • MDCG 2024-10: Orphan devices
  • MDCG 2025-09: Breakthrough devices
  • Team-NB BPG for TD Submission, Rev.4 (2026-04-21), Section 6.3.3

Common Pitfalls (from BPG Rev.4)

  • CER update frequency not defined or rationale incomplete
  • Article 61(10) misused: not applicable for Class III or implantable; not applicable when clinical data exists for similar devices
  • Intended purpose vague or inconsistent across documents
  • Clinical benefits not clearly differentiated (direct vs indirect)
  • Acceptance criteria (performance/safety thresholds) not defined based on SOTA
  • Literature search not comprehensive (missing SOTA, or device-specific search)
  • For non-EU investigations: no transferability analysis

Dependency

  • DCR depends on CEP (search strategy defined in CEP)
  • CER depends on DCR (evidence data) and CEP (evaluation strategy)
  • CER conclusions feed into RMR (benefit-risk), PMS Plan (indicators), PMCF Plan (objectives)
  • DCR and CER are Phase 3 deliverables

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